About Us

Welcome to The Compliance Consultant, a boutique firm established to provide a broad range of compliance support services to financial services companies.

Our mission: to advise and support our clients at all stages of your business lifecycle – authorisation, ensuring that your business operates in line with regulatory requirements day to day, keeping up to date with regulatory change, troubleshooting and resolving compliance queries and issues as they arise.
Drawing on many years practical experience in the industry we offer clear direction and authoritative advice without losing sight of the commercial needs of your business.

We know that your clients come first and our job is to ensure that you are free to focus on your clients. Our practical, personalised approach means that your needs are at the centre of everything we do.

Good compliance is both an enabler and a point of competitive difference for the best firms and our goal is to work with you to achieve and maintain this standard.