Tailored Compliance Support and Consultancy Services
Welcome to The Compliance Consultant, a boutique firm established to provide a broad range of compliance support services to financial services companies.
ABOUT THE COMPLIANCE CONSULTANT
Paula Downey, founder of the Compliance Consultant, is a leading Financial Services Compliance expert with over 25 years professional experience in blue chip Irish and International Financial Services Companies.
Our Services
Our services reflect Our Mission
Whether you are a new firm seeking Central Bank authorisation or an established firm looking for assistance in meeting your regulatory obligations we can help.
In addition to working with you on day to day matters, we specialise in providing advice and assistance in responding to the hard questions – whether it be a query from a regulator or a client complaint.
We can also work with you to implement regulatory change.
Compliance Check Up
A high-level review of your business against regulatory requirements to assess whether you have a clean bill of health, need further review of specific aspects of the business or have some immediate areas needing attention.
AUTHORISATION APPLICATIONS
We can assist with applications to the Central Bank of Ireland (or other regulators) for initial or top-up authorisation.
Project Management
We can work with you to successfully complete any compliance projects arising in your business, whether it be readying your business for regulatory change, updating operating procedures or any other project with a regularory impact.
Outsourced Compliance Support
For smaller firms we can provide full scale outsourced Compliance support and can assist all firms to put Compliance monitoring and training programmes in place.
Advice & Troubleshooting
We are your go to resource when regulatory issues arise. As an industry veteran Paula has dealt with a myriad of complex problems and queries and as such is a great source of advice – if she can’t answer your question straight away she knows where to find an answer.
Data Protection
We can work with you to ensure that your firm complies with your GDPR obligations. In particular, Paula has expertise in assisting firms to respond to Subject Access Requests.